STATISTICS OF
SHAREHOLDINGS
139
CITIC ENVIROTECH LTD.
Annual
Report
2015
Substantial Shareholders As At 16 March 2016
Name
Number of
shares
Direct
interest (%)
Number of
shares
Deemed
interest (%)
KKR China Water Investment Holdings
Limited
(2)
–
– 987,770,569
87.59
KKR China Water Holdings II Limited
(3)
–
– 987,770,569
87.59
KKR China Water Holdings IA Limited
(3)
–
– 987,770,569
87.59
KKR China Water Holdings IB Limited
(3)
–
– 987,770,569
87.59
KKR China Water Holdings IC Limited
(3)
–
– 987,770,569
87.59
KKR China Water Holdings I Limited
(3)
–
– 987,770,569
87.59
KKR Asian Fund L.P.
(3)
–
– 987,770,569
87.59
KKR Associates Asia L.P.
(3)
–
– 987,770,569
87.59
KKR SP Limited
(3)
–
– 987,770,569
87.59
KKR Asia Limited
(3)
–
– 987,770,569
87.59
KKR Fund Holdings L.P.
(3)
–
– 987,770,569
87.59
KKR Fund Holdings GP Limited
(3)
–
– 987,770,569
87.59
KKR Group Holdings L.P.
(3)
–
– 987,770,569
87.59
KKR Group Limited
(3)
–
– 987,770,569
87.59
KKR & Co. L.P.
(3)
–
– 987,770,569
87.59
KKR Management LLC
(3)
–
– 987,770,569
87.59
KKR Intermediate Partnership L.P.
(3)
–
– 987,770,569
87.59
KKR Intermediate Partnership GP Limited
(3)
–
– 987,770,569
87.59
KKR & Co. L.L.C.
(3)
–
– 987,770,569
87.59
KKR Holdings L.P.
(3)
–
– 987,770,569
87.59
KKR Holdings GP Limited
(3)
–
– 987,770,569
87.59
Henry R. Kravis
(3)
–
– 987,770,569
87.59
George R. Roberts
(3)
–
– 987,770,569
87.59
KKR Subsidiary Partnership L.P.
(3)
–
– 987,770,569
87.59
KKR China Water Investment Limited
269,024,005
23.85
–
–
CKM (Cayman) Company Limited
(4)
–
– 987,770,569
87.59
CITIC Environment (International) Company
Limited
(5)
–
– 987,770,569
87.59
CITIC Environment Investment Group
Co., Ltd.
(6)
–
– 987,770,569
87.59
CITIC Corporation Limited
(6)
–
– 987,770,569
87.59
CITIC Limited
(6)
–
– 987,770,569
87.59
CITIC Group Corporation
(6)
–
– 987,770,569
87.59
CENVIT (Cayman) Company Limited
618,843,642
54.87
–
–
P&L Capital Limited
57,062,255
5.06
–
–
(1)
There are 1,127,765,088 issued Shares as at the Latest Practicable Date.
(2)
KKR China Water Investment Holdings Limited is deemed interested in the issued and fully paid-up Shares held by CKM
(Cayman) Company Limited through its shareholding interest in CKM (Cayman) Company Limited.
(3)
These companies are deemed interested in the issued and fully paid-up Shares held by KKR China Water Investment Holdings
Limited.
(4)
CKM (Cayman) Company Limited is deemed interested in the issued and fully paid-up Shares held by its Subsidiaries, KKR China
Water Investment Limited, CENVIT (Cayman) Company Limited and P&L Capital Limited.
(5)
CITIC Environment (International) Company Limited is deemed interested in the issued and fully paid-up Shares held by CKM
(Cayman) Company Limited through its controlling interest in CKM (Cayman) Company Limited.
(6)
These companies are deemed interested in the issued and fully paid-up Shares held by CITIC Environment (International)
Company Limited through their direct and indirect shareholding interest in CITIC Environment (International) Company Limited.
