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Year :         Type :      

Announce Date [Date of Effective Change] S/ W/ U ** Buyer/ Seller Name [Type*] Bought/ (Sold) ('000) Price ($) After Trade Note
No. of Shares ('000) *** % Held ***
23/01/17
[23/01/17]
S/U CITIC ENVIROTECH LTD. [COY] 150 SGD 1.510-1.535 NA NA Note
Remarks
Share Buy-Back by way of market acquisition
17/11/16
[15/11/16]
S/U CITIC CORPORATION LIMITED [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CCL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act. CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.
17/11/16
[15/11/16]
S/U CITIC ENVIRONMENT (INTERNATIONAL) COMPANY LIMITED [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CITIC Environment (International) Company Limited ("CEICL") has a deemed interest in the shares in the capital of the listed issuer held indirectly by CKM (Cayman) Company Limited pursuant to section 4 of the Securities and Futures Act. CITIC Environment Investment Group Co., Ltd. ("CEIGCL") is the parent company of CEICL. CITIC Corporation Limited ("CCL") is the parent company of CEIGCL. CITIC Limited ("CL") is the parent company of CCL. CITIC Group Corporation ("CGC") is the parent company of CL.
17/11/16
[15/11/16]
S/U CITIC ENVIRONMENT INVESTMENT GROUP CO., LTD. [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CEIGCL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act. CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.
17/11/16
[15/11/16]
S/U CITIC GROUP CORPORATION [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CGC has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act. CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.
17/11/16
[15/11/16]
S/U CITIC LIMITED [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act. CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.
17/11/16
[16/11/16]
S/U George R. Roberts [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, George R. Roberts's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, George R. Roberts's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U Henry R. Kravis [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, Henry R. Kravis's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Henry R. Kravis's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR & Co. L.L.C. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR & Co. L.L.C.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR & Co. L.L.C.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR & Co. L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR & Co. L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR & Co. L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Asia Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Asia Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Asia Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Asian Fund L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Asian Fund L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Asian Fund L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Associates Asia L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Associates Asia L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Associates Asia L.P.'s deemed interest changed from 23.85% to zero
17/11/16
[16/11/16]
S/U KKR CHINA WATER INVESTMENT LIMITED [SSH] (269,024)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
17/11/16
[16/11/16]
S/U KKR China Water Holdings I Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings I Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings I Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Holdings IA Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings IA Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings IA Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Holdings IB Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings IB Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings IB Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Holdings IC Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings IC Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings IC Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Holdings II Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings II Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings II Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Investment Holdings Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Investment Holdings Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Investment Holdings Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Fund Holdings GP Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Fund Holdings GP Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Fund Holdings GP Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Fund Holdings L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Fund Holdings L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Fund Holdings L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Group Holdings L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Group Holdings L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Group Holdings L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Group Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Group Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Group Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Holdings GP Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Holdings GP Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Holdings GP Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Holdings L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Holdings L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Holdings L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Intermediate Partnership GP Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Intermediate Partnership GP Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Intermediate Partnership GP Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Intermediate Partnership L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Intermediate Partnership L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Intermediate Partnership L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Management LLC [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Management LLC's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Management LLC's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR PEI Associates, L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR PEI Associates, L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR PEI Associates, L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR PEI GP Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR PEI GP Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR PEI GP Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR PEI Investments, L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR PEI Investments, L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR PEI Investments, L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR SP Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR SP Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR SP Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Subsidiary Partnership L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Subsidiary Partnership L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Subsidiary Partnership L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[15/11/16]
S/U CKM (CAYMAN) COMPANY LIMITED [SSH] (269,024)  - 718,747 63.72 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
11/11/16
[08/11/16]
S/U CRF Envirotech Co., Ltd. [SSH] 269,024  - 269,024 23.85 Note
Remarks
CRF Envirotech Co., Ltd. has been appointed by China Reform Puissance Overseas GP L.P. (the Purchaser) as its lawful assignee under the SPA, and has therefore acquired a deemed interest in the Sale Shares. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 269024005 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.85000000 (Deemed Interest)
Pursuant to the terms of the share purchase agreement ("SPA") between China Reform Puissance Overseas GP L.P. ("Purchaser") and KKR China Water Investment Limited dated 2 October 2016 for the acquisition of 269,024,005 ordinary shares of CITIC Envirotech Ltd. ("Sale Shares"), CRF Envirotech Co., Ltd. has been appointed as China Reform Puissance Overseas GP L.P.'s (the Purchaser) lawful assignee under the SPA, and has therefore acquired a deemed interest in the Sale Shares. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P. and China Reform Puissance Overseas GP L.P. is also the general partner of China Reform Puissance Overseas Fund I L.P.. The shareholding percentages set out above are calculated based on 1,127,927,588 issued and paid up shares as announced on 26 October 2016.
11/11/16
[08/11/16]
S/U CRF Envirotech Fund L.P. [SSH] 269,024  - 269,024 23.85 Note
Remarks
CRF Envirotech Co., Ltd. has been appointed by China Reform Puissance Overseas GP L.P. (the Purchaser) as its lawful assignee under the SPA, and has therefore acquired a deemed interest in the Sale Shares. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 269024005 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.85000000 (Deemed Interest)
CRF Envirotech Co., Ltd. has been appointed by China Reform Puissance Overseas GP L.P. (the Purchaser) as its lawful assignee under the SPA, and has therefore acquired a deemed interest in the Sale Shares. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. CRF Envirotech GP Ltd. is the wholly owned subsidiary of China Reform Puissance Overseas GP L.P. and China Reform Puissance Overseas GP L.P. is also the general partner of China Reform Puissance Overseas Fund I L.P.. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. CRF Envirotech GP Ltd. is the wholly owned subsidiary of China Reform Puissance Overseas GP L.P. and China Reform Puissance Overseas GP L.P. is also the general partner of China Reform Puissance Overseas Fund I L.P.. The shareholding percentages set out above are calculated based on 1,127,927,588 issued and paid up shares as announced on 26 October 2016.
11/11/16
[08/11/16]
S/U CRF Envirotech GP Ltd. [SSH] 269,024  - 269,024 23.85 Note
Remarks
CRF Envirotech Co., Ltd. has been appointed by China Reform Puissance Overseas GP L.P. (the Purchaser) as its lawful assignee under the SPA, and has therefore acquired a deemed interest in the Sale Shares. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 269024005 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.85000000 (Deemed Interest)
CRF Envirotech Co., Ltd. has been appointed by China Reform Puissance Overseas GP L.P. (the Purchaser) as its lawful assignee under the SPA, and has therefore acquired a deemed interest in the Sale Shares. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. CRF Envirotech GP Ltd. is the wholly owned subsidiary of China Reform Puissance Overseas GP L.P. and China Reform Puissance Overseas GP L.P. is also the general partner of China Reform Puissance Overseas Fund I L.P.. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. CRF Envirotech GP Ltd. is the wholly owned subsidiary of China Reform Puissance Overseas GP L.P. and China Reform Puissance Overseas GP L.P. is also the general partner of China Reform Puissance Overseas Fund I L.P.. The shareholding percentages set out above are calculated based on 1,127,927,588 issued and paid up shares as announced on 26 October 2016.
11/11/16
[08/11/16]
S/U China Reform Puissance Overseas Fund I L.P. [SSH] 269,024  - 269,024 23.85 Note
Remarks
CRF Envirotech Co., Ltd. has been appointed by China Reform Puissance Overseas GP L.P. (the Purchaser) as its lawful assignee under the SPA, and has therefore acquired a deemed interest in the Sale Shares. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 269024005 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.85000000 (Deemed Interest)
CRF Envirotech Co., Ltd. has been appointed by China Reform Puissance Overseas GP L.P. (the Purchaser) as its lawful assignee under the SPA, and has therefore acquired a deemed interest in the Sale Shares. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. CRF Envirotech GP Ltd. is the wholly owned subsidiary of China Reform Puissance Overseas GP L.P. and China Reform Puissance Overseas GP L.P. is also the general partner of China Reform Puissance Overseas Fund I L.P.. CRF Envirotech Fund L.P. holds two-thirds of all of the voting power in CRF Envirotech Co., Ltd. and China Reform Puissance Overseas Fund I L.P. holds the remaining one-third of all of the voting power in CRF Envirotech Co., Ltd.. CRF Envirotech GP Ltd. is the general partner of CRF Envirotech Fund L.P.. CRF Envirotech GP Ltd. is the wholly owned subsidiary of China Reform Puissance Overseas GP L.P. and China Reform Puissance Overseas GP L.P. is also the general partner of China Reform Puissance Overseas Fund I L.P.. The shareholding percentages set out above are calculated based on 1,127,927,588 issued and paid up shares as announced on 26 October 2016.
28/10/16
[02/10/16]
S/U Bi Jingshuang [SSH] 269,024  - 269,024 23.85 Note
Remarks
Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 269024005 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.85000000 (Deemed Interest)
China Reform Puissance Overseas GP L.P. entered into a conditional share purchase agreement with KKR China Water Investment Limited on 2 October 2016 to acquire 269,024,005 ordinary shares of CITIC Envirotech Ltd. ("Sale Shares"). Completion under the conditional share purchase agreement has not taken place. Pursuant to Section 4(7) of the Securities and Futures Act, Cap. 289, China Reform Puissance Overseas GP L.P. is deemed to have an interest in such Sale Shares. China Reform Puissance Overseas Holdings Limited is the general partner of China Reform Puissance Overseas GP L.P.. Golden Bridge Capital Holdings Limited (which is wholly-owned by Bi Jingshuang) has a 30% interest in the voting rights of China Reform Puissance Overseas Holdings Limited. Golden Bridge Capital Holdings Limited is wholly-owned by Bi Jingshuang. Reference to "China Reform Puissance Overseas Holdings Limited" was omitted from the description of the shareholding structure above "China Reform Puissance Overseas GP L.P. ". The shareholding percentages set out above are calculated based on 1,127,927,588 issued and paid up shares as at 5 October 2016.
* DIR - Director (include Directors of related companies)
SSH - Substantial Shareholder
COY - Company Share Buyback
** S - Shares
W - Warrants
U - Units
R - Rights
*** Direct & Deemed Interests

Notes

  1. Only trades by directors, substantial shareholders and company share buy back are included in Insider Trades.