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Announce Date [Date of Effective Change] S/ W/ U ** Buyer/ Seller Name [Type*] Bought/ (Sold) ('000) Price ($) After Trade Note
No. of Shares ('000) *** % Held ***
03/10/18
[02/10/18]
S/U CITIC Corporation Limited [SSH] (133,399)  - 1,304,288 53.91 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$47,446,552.40 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 1304288284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 53.91000000 (Deemed Interest)
CITIC Group Corporation (“CITIC Group”) is the parent company of CITIC Limited (“CITIC”), which is the parent company of CITIC Corporation Limited (“CITIC Corporation”), which is the parent company of CITIC Environment Investment Group Co., Ltd. (“CITIC Environment Investment”), which is the parent company of CITIC Environment (International) Company Limited (“CITIC Environment International”), which controls CKM (Cayman) Company Limited (“CKM”). CKM has three wholly owned subsidiaries, CENVIT (Cayman) Company Limited, Green Resources Limited (“Green Resources”) and P&L Capital Limited (“P&L Capital”), which in turn hold 1,237,687,284 shares in CITIC Envirotech Ltd. (“Company”), 85,681,334 Company shares and 114,125, 510 Company shares, respectively. The current shareholdings arise from a consortium agreement dated 11 November 2014 (“Consortium Agreement”) made, amongst others, CKM, CITIC Environment International, CITIC Environment Investment, Dr Lin Yucheng (“Dr Lin”) and Ms Pan Shuhong (“Ms Pan”), in relation to the previous voluntary conditional cash offer for shares in the Company by CKM announced on 5 March 2015. Pursuant to a transaction agreement dated 3 September 2018 (“Supplemental Agreement”) and completed on 2 October 2018, which is supplemental to the Consortium Agreement, the parties have agreed to streamline their shareholdings in the Company, such that: (a) Dr Lin and Ms Pan have ceased to have any interests in CKM; (b) CKM has ceased to have any interest in Green Resources and P&L Capital, which have been transferred to Dr Lin and Ms Pan, respectively; (c) Green Resources has transferred 28,560,000 Company shares to CENVIT at the effective price of S$0.7124 per Company share; and (d) P&L Capital has transferred 38,041,000 Company shares to CENVIT at the same effective price. Upon completion of the Supplemental Agreement, CENVIT currently has a direct interest in the aggregate 1,304,288,284 Company shares which have been transferred to it from Green Resources and P&L Capital. CKM, CITIC Environment International, CITIC Environment Investment, CITIC Corporation and CITIC Group have a deemed interest in these 1,304,288,284 Company shares.
03/10/18
[02/10/18]
S/U CITIC Environment (International) Company Limited [SSH] (133,399)  - 1,304,288 53.91 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$47,446,552.40 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 1304288284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 53.91000000 (Deemed Interest)
CITIC Group Corporation (“CITIC Group”) is the parent company of CITIC Limited (“CITIC”), which is the parent company of CITIC Corporation Limited (“CITIC Corporation”), which is the parent company of CITIC Environment Investment Group Co., Ltd. (“CITIC Environment Investment”), which is the parent company of CITIC Environment (International) Company Limited (“CITIC Environment International”), which controls CKM (Cayman) Company Limited (“CKM”). CKM has three wholly owned subsidiaries, CENVIT (Cayman) Company Limited, Green Resources Limited (“Green Resources”) and P&L Capital Limited (“P&L Capital”), which in turn hold 1,237,687,284 shares in CITIC Envirotech Ltd. (“Company”), 85,681,334 Company shares and 114,125, 510 Company shares, respectively. The current shareholdings arise from a consortium agreement dated 11 November 2014 (“Consortium Agreement”) made, amongst others, CKM, CITIC Environment International, CITIC Environment Investment, Dr Lin Yucheng (“Dr Lin”) and Ms Pan Shuhong (“Ms Pan”), in relation to the previous voluntary conditional cash offer for shares in the Company by CKM announced on 5 March 2015. Pursuant to a transaction agreement dated 3 September 2018 (“Supplemental Agreement”) and completed on 2 October 2018, which is supplemental to the Consortium Agreement, the parties have agreed to streamline their shareholdings in the Company, such that: (a) Dr Lin and Ms Pan have ceased to have any interests in CKM; (b) CKM has ceased to have any interest in Green Resources and P&L Capital, which have been transferred to Dr Lin and Ms Pan, respectively; (c) Green Resources has transferred 28,560,000 Company shares to CENVIT at the effective price of S$0.7124 per Company share; and (d) P&L Capital has transferred 38,041,000 Company shares to CENVIT at the same effective price. Upon completion of the Supplemental Agreement, CENVIT currently has a direct interest in the aggregate 1,304,288,284 Company shares which have been transferred to it from Green Resources and P&L Capital. CKM, CITIC Environment International, CITIC Environment Investment, CITIC Corporation and CITIC Group have a deemed interest in these 1,304,288,284 Company shares.
03/10/18
[02/10/18]
S/U CITIC Environment Investment Group Co., Ltd. [SSH] (133,399)  - 1,304,288 53.91 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$47,446,552.40 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 1304288284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 53.91000000 (Deemed Interest)
CITIC Group Corporation (“CITIC Group”) is the parent company of CITIC Limited (“CITIC”), which is the parent company of CITIC Corporation Limited (“CITIC Corporation”), which is the parent company of CITIC Environment Investment Group Co., Ltd. (“CITIC Environment Investment”), which is the parent company of CITIC Environment (International) Company Limited (“CITIC Environment International”), which controls CKM (Cayman) Company Limited (“CKM”). CKM has three wholly owned subsidiaries, CENVIT (Cayman) Company Limited, Green Resources Limited (“Green Resources”) and P&L Capital Limited (“P&L Capital”), which in turn hold 1,237,687,284 shares in CITIC Envirotech Ltd. (“Company”), 85,681,334 Company shares and 114,125, 510 Company shares, respectively. The current shareholdings arise from a consortium agreement dated 11 November 2014 (“Consortium Agreement”) made, amongst others, CKM, CITIC Environment International, CITIC Environment Investment, Dr Lin Yucheng (“Dr Lin”) and Ms Pan Shuhong (“Ms Pan”), in relation to the previous voluntary conditional cash offer for shares in the Company by CKM announced on 5 March 2015. Pursuant to a transaction agreement dated 3 September 2018 (“Supplemental Agreement”) and completed on 2 October 2018, which is supplemental to the Consortium Agreement, the parties have agreed to streamline their shareholdings in the Company, such that: (a) Dr Lin and Ms Pan have ceased to have any interests in CKM; (b) CKM has ceased to have any interest in Green Resources and P&L Capital, which have been transferred to Dr Lin and Ms Pan, respectively; (c) Green Resources has transferred 28,560,000 Company shares to CENVIT at the effective price of S$0.7124 per Company share; and (d) P&L Capital has transferred 38,041,000 Company shares to CENVIT at the same effective price. Upon completion of the Supplemental Agreement, CENVIT currently has a direct interest in the aggregate 1,304,288,284 Company shares which have been transferred to it from Green Resources and P&L Capital. CKM, CITIC Environment International, CITIC Environment Investment, CITIC Corporation and CITIC Group have a deemed interest in these 1,304,288,284 Company shares.
03/10/18
[02/10/18]
S/U CITIC Group Corporation [SSH] (133,399)  - 1,304,288 53.91 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$47,446,552.40 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 1304288284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 53.91000000 (Deemed Interest)
03/10/18
[02/10/18]
S/U CITIC Limited [SSH] (133,399)  - 1,304,288 53.91 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$47,446,552.40 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 1304288284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 53.91000000 (Deemed Interest)
CITIC Group Corporation (“CITIC Group”) is the parent company of CITIC Limited (“CITIC”), which is the parent company of CITIC Corporation Limited (“CITIC Corporation”), which is the parent company of CITIC Environment Investment Group Co., Ltd. (“CITIC Environment Investment”), which is the parent company of CITIC Environment (International) Company Limited (“CITIC Environment International”), which controls CKM (Cayman) Company Limited (“CKM”). CKM has three wholly owned subsidiaries, CENVIT (Cayman) Company Limited, Green Resources Limited (“Green Resources”) and P&L Capital Limited (“P&L Capital”), which in turn hold 1,237,687,284 shares in CITIC Envirotech Ltd. (“Company”), 85,681,334 Company shares and 114,125, 510 Company shares, respectively. The current shareholdings arise from a consortium agreement dated 11 November 2014 (“Consortium Agreement”) made, amongst others, CKM, CITIC Environment International, CITIC Environment Investment, Dr Lin Yucheng (“Dr Lin”) and Ms Pan Shuhong (“Ms Pan”), in relation to the previous voluntary conditional cash offer for shares in the Company by CKM announced on 5 March 2015. Pursuant to a transaction agreement dated 3 September 2018 (“Supplemental Agreement”) and completed on 2 October 2018, which is supplemental to the Consortium Agreement, the parties have agreed to streamline their shareholdings in the Company, such that: (a) Dr Lin and Ms Pan have ceased to have any interests in CKM; (b) CKM has ceased to have any interest in Green Resources and P&L Capital, which have been transferred to Dr Lin and Ms Pan, respectively; (c) Green Resources has transferred 28,560,000 Company shares to CENVIT at the effective price of S$0.7124 per Company share; and (d) P&L Capital has transferred 38,041,000 Company shares to CENVIT at the same effective price. Upon completion of the Supplemental Agreement, CENVIT currently has a direct interest in the aggregate 1,304,288,284 Company shares which have been transferred to it from Green Resources and P&L Capital. CKM, CITIC Environment International, CITIC Environment Investment, CITIC Corporation and CITIC Group have a deemed interest in these 1,304,288,284 Company shares.
03/10/18
[02/10/18]
S/U CKM (Cayman) Company Limited [SSH] (133,399)  - 1,304,288 53.91 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$47,446,552.40 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 1304288284 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 53.91000000 (Deemed Interest)
CITIC Group Corporation (“CITIC Group”) is the parent company of CITIC Limited (“CITIC”), which is the parent company of CITIC Corporation Limited (“CITIC Corporation”), which is the parent company of CITIC Environment Investment Group Co., Ltd. (“CITIC Environment Investment”), which is the parent company of CITIC Environment (International) Company Limited (“CITIC Environment International”), which controls CKM (Cayman) Company Limited (“CKM”). CKM has three wholly owned subsidiaries, CENVIT (Cayman) Company Limited, Green Resources Limited (“Green Resources”) and P&L Capital Limited (“P&L Capital”), which in turn hold 1,237,687,284 shares in CITIC Envirotech Ltd. (“Company”), 85,681,334 Company shares and 114,125, 510 Company shares, respectively. The current shareholdings arise from a consortium agreement dated 11 November 2014 (“Consortium Agreement”) made, amongst others, CKM, CITIC Environment International, CITIC Environment Investment, Dr Lin Yucheng (“Dr Lin”) and Ms Pan Shuhong (“Ms Pan”), in relation to the previous voluntary conditional cash offer for shares in the Company by CKM announced on 5 March 2015. Pursuant to a transaction agreement dated 3 September 2018 (“Supplemental Agreement”) and completed on 2 October 2018, which is supplemental to the Consortium Agreement, the parties have agreed to streamline their shareholdings in the Company, such that: (a) Dr Lin and Ms Pan have ceased to have any interests in CKM; (b) CKM has ceased to have any interest in Green Resources and P&L Capital, which have been transferred to Dr Lin and Ms Pan, respectively; (c) Green Resources has transferred 28,560,000 Company shares to CENVIT at the effective price of S$0.7124 per Company share; and (d) P&L Capital has transferred 38,041,000 Company shares to CENVIT at the same effective price. Upon completion of the Supplemental Agreement, CENVIT currently has a direct interest in the aggregate 1,304,288,284 Company shares which have been transferred to it from Green Resources and P&L Capital. CKM, CITIC Environment International, CITIC Environment Investment, CITIC Corporation and CITIC Group have a deemed interest in these 1,304,288,284 Company shares.
03/10/18
[02/10/18]
S/U Dr Lin Yucheng [DIR] (28,560)  - 89,427 3.70 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): 20,346,144 Immediately after the transaction
No. of ordinary voting shares/units held: 32305600 (Direct Interest); 57121334 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.34000000 (Direct Interest); 2.36000000 (Deemed Interest)
Dr Lin Yucheng deemed the interests held by Green Resources Limited.
04/09/18
[03/09/18]
S/U CENVIT (Cayman) Company Limited [SSH] 66,601  0.712 1,304,288 53.91 Note
Remarks
CITIC Group Corporation ("CITIC Group") is the parent company of CITIC Limited ("CITIC"), which is the parent company of CITIC Corporation Limited ("CITIC Corporation"), which is the parent company of CITIC Environment Investment Group Co., Ltd. ("CITIC Environment Investment"), which is the parent company of CITIC Environment (International) Company Limited ("CITIC Environment International"), which controls CKM (Cayman) Company Limited ("CKM"). CKM has three wholly owned subsidiaries, CENVIT (Cayman) Company Limited, Green Resources Limited ("Green Resources") and P&L Capital Limited ("P&L Capital"), which in turn hold 1,237,687,284 shares in CITIC Envirotech Ltd. ("Company"), 85,681,334 Company shares and 114,125, 510 Company shares, respectively. The current shareholdings arise from a consortium agreement dated 11 November 2014 ("Consortium Agreement") made, amongst others, CKM, CITIC Environment International, CITIC Environment Investment, Dr Lin Yucheng ("Dr Lin") and Ms Pan Shuhong ("Ms Pan"), in relation to the previous voluntary conditional cash offer for shares in the Company by CKM announced on 5 March 2015. Pursuant to a transaction agreement dated 3 September 2018 ("Supplemental Agreement"), which is supplemental to the Consortium Agreement, the parties have agreed to streamline their shareholdings in the Company, such that: (a) Dr Lin and Ms Pan will cease to have any interests in CKM; (b) CKM will cease to have any interest in Green Resources and P&L Capital, which will be transferred to Dr Lin and Ms Pan, respectively; (c) Green Resources will transfer 28,560,000 Company shares to CENVIT at the effective price of S$0.7124 per Company share; and (d) P&L Capital will transfer 38,041,000 Company shares to CENVIT at the same effective price. Pending completion of the Supplemental Agreement, CENVIT has a deemed interest in the aggregate 66,601,000 Company shares to be transferred to it from Green Resources and P&L Capital, and the deemed interest of CKM, CITIC Environment International, CITIC Environment Investment, CITIC Corporation and CITIC Group in Company shares remain the same. Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$47,446,552.40 Immediately after the transaction
No. of ordinary voting shares/units held: 1237687284.00000000 (Direct Interest); 66601000.00000000 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 51.16000000 (Direct Interest); 2.75000000 (Deemed Interest)
22/06/18
[21/06/18]
S/U Dr Lin Yucheng [DIR] 24,000  - 117,987 4.92 Note
Remarks
Acceptance of employee share options/share awards Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): $7,008,000 Immediately after the transaction
No. of ordinary voting shares/units held: 32305600 (Direct Interest); 85681334 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.35000000 (Direct Interest); 3.57000000 (Deemed Interest)
Dr Lin Yucheng is deemed interested in the shares held under Green Resources Limited.
08/06/18
[08/06/18]
S/U CITIC ENVIROTECH LTD. [COY] 980 SGD 0.554 NA NA Note
Remarks
Share Buy-Back by way of market acquisition
25/05/18
[25/05/18]
S/U Dr Lin Yucheng [DIR] 1,080  - 93,987 3.96 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): $724,680 Immediately after the transaction
No. of ordinary voting shares/units held: 8305600 (Direct Interest); 85681334 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.35000000 (Direct Interest); 3.61000000 (Deemed Interest)
Dr Lin Yucheng is deemed interested in the shares held by Green Resources Limited
24/05/18
[24/05/18]
S/U Dr Lin Yucheng [DIR] 1,226  - 92,907 3.91 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Director/CEO (excluding brokerage and stamp duties): $823,320 Immediately after the transaction
No. of ordinary voting shares/units held: 7225600 (Direct Interest); 85681334 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.30000000 (Direct Interest); 3.61000000 (Deemed Interest)
Dr Lin Yucheng is deemed interested in the shares held by Green Resources Limited
26/01/18
[24/01/18]
S/U HAITIAN (HK) FINANCIAL DEVELOPMENT LIMITED [SSH] 538,048  - 538,048 23.55 Note
Remarks
Haitian (HK) Financial Development Limited ("Haitian") acquired a new stake in China Reform Puissance Overseas Holdings Limited ("China Reform Puissance Overseas Holdings") via issuance of new shares on 24 January 2018. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 538048010 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.55000000 (Deemed Interest)
A. Haitian (HK) Financial Development Limited ("Haitian") acquired a new stake in China Reform Puissance Overseas Holdings Limited ("China Reform Puissance Overseas Holdings") via issuance of new shares on 24 January 2018. Subsequent to such issuance, the shareholders of China Reform Puissance Overseas Holdings comprise: (a) Haitian (22%) (b) Soochow International Capital Limited (22%); (c) China Reform Overseas Feeder GP Ltd. (25.5%); (d) Golden Bridge Capital Holdings Limited (24.5%); and (e) Puissance Overseas Feeder GP Ltd. (6%). The sole 100% shareholder of Haitian is Qingdao Conson Financial Holdings Co., Ltd ("Qingdao Conson Financial"), which in turn is: (a) 88% held by Qingdao Conson Development (Group) Co., Ltd, ("Qingdao Conson Development") (in turn 100% held by State-Owned Assets Supervision & Administration Commission of the Qingdao Municipal Government ("Qingdao SASAC")); and (b) 12% held by Qingdao Conson Industrial Co., Ltd (in turn 100% held by Qingdao Conson Development). China Reform Puissance Overseas Holdings is deemed interested in the shares of Citic Envirotech Ltd ("Company") held by CRF Envirotech Co., Ltd. (via a nominee). Haitian, Qingdao Conson Financial, Qingdao Conson Development and Qingdao SASAC are in turn deemed interested in the Company's shares via Section 7 of the Companies Act (Cap. 50 of Singapore).
26/01/18
[24/01/18]
S/U QINGDAO CONSON DEVELOPMENT (GROUP) CO., LTD [SSH] 538,048  - 538,048 23.55 Note
Remarks
Haitian (HK) Financial Development Limited ("Haitian") acquired a new stake in China Reform Puissance Overseas Holdings Limited ("China Reform Puissance Overseas Holdings") via issuance of new shares on 24 January 2018. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 538048010 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.55000000 (Deemed Interest)
A. Haitian (HK) Financial Development Limited ("Haitian") acquired a new stake in China Reform Puissance Overseas Holdings Limited ("China Reform Puissance Overseas Holdings") via issuance of new shares on 24 January 2018. Subsequent to such issuance, the shareholders of China Reform Puissance Overseas Holdings comprise: (a) Haitian (22%) (b) Soochow International Capital Limited (22%); (c) China Reform Overseas Feeder GP Ltd. (25.5%); (d) Golden Bridge Capital Holdings Limited (24.5%); and (e) Puissance Overseas Feeder GP Ltd. (6%). The sole 100% shareholder of Haitian is Qingdao Conson Financial Holdings Co., Ltd ("Qingdao Conson Financial"), which in turn is: (a) 88% held by Qingdao Conson Development (Group) Co., Ltd, ("Qingdao Conson Development") (in turn 100% held by State-Owned Assets Supervision & Administration Commission of the Qingdao Municipal Government ("Qingdao SASAC")); and (b) 12% held by Qingdao Conson Industrial Co., Ltd (in turn 100% held by Qingdao Conson Development). China Reform Puissance Overseas Holdings is deemed interested in the shares of Citic Envirotech Ltd ("Company") held by CRF Envirotech Co., Ltd. (via a nominee). Haitian, Qingdao Conson Financial, Qingdao Conson Development and Qingdao SASAC are in turn deemed interested in the Company's shares via Section 7 of the Companies Act (Cap. 50 of Singapore).
26/01/18
[24/01/18]
S/U QINGDAO CONSON FINANCIAL HOLDINGS CO., LTD [SSH] 538,048  - 538,048 23.55 Note
Remarks
Haitian (HK) Financial Development Limited ("Haitian") acquired a new stake in China Reform Puissance Overseas Holdings Limited ("China Reform Puissance Overseas Holdings") via issuance of new shares on 24 January 2018. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 538048010 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.55000000 (Deemed Interest)
A. Haitian (HK) Financial Development Limited ("Haitian") acquired a new stake in China Reform Puissance Overseas Holdings Limited ("China Reform Puissance Overseas Holdings") via issuance of new shares on 24 January 2018. Subsequent to such issuance, the shareholders of China Reform Puissance Overseas Holdings comprise: (a) Haitian (22%) (b) Soochow International Capital Limited (22%); (c) China Reform Overseas Feeder GP Ltd. (25.5%); (d) Golden Bridge Capital Holdings Limited (24.5%); and (e) Puissance Overseas Feeder GP Ltd. (6%). The sole 100% shareholder of Haitian is Qingdao Conson Financial Holdings Co., Ltd ("Qingdao Conson Financial"), which in turn is: (a) 88% held by Qingdao Conson Development (Group) Co., Ltd, ("Qingdao Conson Development") (in turn 100% held by State-Owned Assets Supervision & Administration Commission of the Qingdao Municipal Government ("Qingdao SASAC")); and (b) 12% held by Qingdao Conson Industrial Co., Ltd (in turn 100% held by Qingdao Conson Development). China Reform Puissance Overseas Holdings is deemed interested in the shares of Citic Envirotech Ltd ("Company") held by CRF Envirotech Co., Ltd. (via a nominee). Haitian, Qingdao Conson Financial, Qingdao Conson Development and Qingdao SASAC are in turn deemed interested in the Company's shares via Section 7 of the Companies Act (Cap. 50 of Singapore).
26/01/18
[24/01/18]
S/U SASAC OF THE QINGDAO MUNICIPAL GOVERNMENT [SSH] 538,048  - 538,048 23.55 Note
Remarks
Haitian (HK) Financial Development Limited ("Haitian") acquired a new stake in China Reform Puissance Overseas Holdings Limited ("China Reform Puissance Overseas Holdings") via issuance of new shares on 24 January 2018. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 538048010 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 23.55000000 (Deemed Interest)
A. Haitian (HK) Financial Development Limited ("Haitian") acquired a new stake in China Reform Puissance Overseas Holdings Limited ("China Reform Puissance Overseas Holdings") via issuance of new shares on 24 January 2018. Subsequent to such issuance, the shareholders of China Reform Puissance Overseas Holdings comprise: (a) Haitian (22%) (b) Soochow International Capital Limited (22%); (c) China Reform Overseas Feeder GP Ltd. (25.5%); (d) Golden Bridge Capital Holdings Limited (24.5%); and (e) Puissance Overseas Feeder GP Ltd. (6%). The sole 100% shareholder of Haitian is Qingdao Conson Financial Holdings Co., Ltd ("Qingdao Conson Financial"), which in turn is: (a) 88% held by Qingdao Conson Development (Group) Co., Ltd, ("Qingdao Conson Development") (in turn 100% held by State-Owned Assets Supervision & Administration Commission of the Qingdao Municipal Government ("Qingdao SASAC")); and (b) 12% held by Qingdao Conson Industrial Co., Ltd (in turn 100% held by Qingdao Conson Development). China Reform Puissance Overseas Holdings is deemed interested in the shares of Citic Envirotech Ltd ("Company") held by CRF Envirotech Co., Ltd. (via a nominee). Haitian, Qingdao Conson Financial, Qingdao Conson Development and Qingdao SASAC are in turn deemed interested in the Company's shares via Section 7 of the Companies Act (Cap. 50 of Singapore).
31/01/17
[31/01/17]
S/U CITIC ENVIROTECH LTD. [COY] 870 SGD 0.790-0.800 NA NA Note
Remarks
Share Buy-Back by way of market acquisition
27/01/17
[27/01/17]
S/U CITIC ENVIROTECH LTD. [COY] 542 SGD 0.795-0.800 NA NA Note
Remarks
Share Buy-Back by way of market acquisition
26/01/17
[26/01/17]
S/U CITIC ENVIROTECH LTD. [COY] 665 SGD 0.795-0.800 NA NA Note
Remarks
Share Buy-Back by way of market acquisition
24/01/17
[24/01/17]
S/U CITIC ENVIROTECH LTD. [COY] 360 SGD 1.520-1.560 NA NA Note
Remarks
Share Buy-BAck by way of market acquisition
23/01/17
[23/01/17]
S/U CITIC ENVIROTECH LTD. [COY] 150 SGD 1.510-1.535 NA NA Note
Remarks
Share Buy-Back by way of market acquisition
17/11/16
[15/11/16]
S/U CITIC CORPORATION LIMITED [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CCL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act. CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.
17/11/16
[15/11/16]
S/U CITIC ENVIRONMENT (INTERNATIONAL) COMPANY LIMITED [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CITIC Environment (International) Company Limited ("CEICL") has a deemed interest in the shares in the capital of the listed issuer held indirectly by CKM (Cayman) Company Limited pursuant to section 4 of the Securities and Futures Act. CITIC Environment Investment Group Co., Ltd. ("CEIGCL") is the parent company of CEICL. CITIC Corporation Limited ("CCL") is the parent company of CEIGCL. CITIC Limited ("CL") is the parent company of CCL. CITIC Group Corporation ("CGC") is the parent company of CL.
17/11/16
[15/11/16]
S/U CITIC ENVIRONMENT INVESTMENT GROUP CO., LTD. [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CEIGCL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act. CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.
17/11/16
[15/11/16]
S/U CITIC GROUP CORPORATION [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CGC has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act. CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.
17/11/16
[15/11/16]
S/U CITIC LIMITED [SSH] (269,024)  - 718,747 63.72 Note
Remarks
The substantial shareholders have a deemed interest in the shares of the listed issuer held indirectly by CKM (Cayman) Company Limited. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 718746564 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 63.72000000 (Deemed Interest)
CL has a deemed interest in the said shares pursuant to section 4 of the Securities and Futures Act. CEIGCL is the parent company of CEICL. CCL is the parent company of CEIGCL. CL is the parent company of CCL. CGC is the parent company of CL.
17/11/16
[16/11/16]
S/U George R. Roberts [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, George R. Roberts's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, George R. Roberts's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U Henry R. Kravis [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, Henry R. Kravis's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, Henry R. Kravis's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR & Co. L.L.C. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR & Co. L.L.C.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR & Co. L.L.C.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR & Co. L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR & Co. L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR & Co. L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Asia Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Asia Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Asia Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Asian Fund L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Asian Fund L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Asian Fund L.P.'s deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR Associates Asia L.P. [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR Associates Asia L.P.'s deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR Associates Asia L.P.'s deemed interest changed from 23.85% to zero
17/11/16
[16/11/16]
S/U KKR CHINA WATER INVESTMENT LIMITED [SSH] (269,024)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
17/11/16
[16/11/16]
S/U KKR China Water Holdings I Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings I Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings I Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Holdings IA Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings IA Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings IA Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Holdings IB Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings IB Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings IB Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Holdings IC Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings IC Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings IC Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Holdings II Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Holdings II Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Holdings II Limited's deemed interest changed from 23.85% to zero.
17/11/16
[16/11/16]
S/U KKR China Water Investment Holdings Limited [SSH] (987,771)  - NA NA Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholders/Unitholders (excluding brokerage and stamp duties): S$390,084,807.25 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 15 November 2016, KKR China Water Investment Holdings Limited's deemed interest changed from 87.57% to 23.85%, and on 16 November 2016, KKR China Water Investment Holdings Limited's deemed interest changed from 23.85% to zero.
* DIR - Director (include Directors of related companies)
SSH - Substantial Shareholder
COY - Company Share Buyback
TMRP - Trustee-Manager/Responsible Person
** S - Shares
W - Warrants
U - Units
R - Rights
*** Direct & Deemed Interests

Notes

  1. Only trades by directors, substantial shareholders and company share buy back are included in Insider Trades.